This is a new role established to manage the firm’s risk and compliance function to ensure that risk is being effectively managed and mitigated, that the firm is fully compliant and has fit for purpose programmes and procedures in place to ensure best practice across the firm.
A core element of the role will be to create and manage our business selection, acceptance activities, client and matter on-boarding systems, and processes on a day to day basis.
You will work with all practice areas across a medium sized, full service law firm which is at an exciting period in its growth and development. You will assist with the design and deployment of a new centralised on-boarding function for use across the firm, which will be an important part of the role. You will be involved from the outset in creating and implementing the systems and processes which you will manage on a day to day basis, monitoring workload and ensuring that the team are working in an efficient and productive manner.
You will have a good knowledge of the SRA regulatory regime and all legal and regulatory requirements governing client and matter selection and inception in a law firm (including conflict rules and financial crime obligations) and practical experience of applying them, gained whilst working in a law firm. You will have excellent management, communication and analytical skills be commercially aware and enthusiastic about collaborating with others across the business in developing and managing a new business support function and team. You should have the ability to demonstrate that you have played a role in delivering process and business improvements, having successfully managed change in your current or previous roles.
As Head of Risk you will be the firm’s MLRO and will work closely with other relevant business support teams, all practice areas and the firm’s General Counsel (who is also the firm’s COLP) and Data Protection Officer. You will also, of course, play a key role on the firm’s risk committee with the opportunity to develop your role further as the business grows and as the legal and regulatory landscape evolves and develops.
Central to this role will be ensuring that the firm identifies conflicts of interest effectively and manages them appropriately, and achieves high levels of financial crime compliance, particularly in the areas of money laundering and sanctions. |