Purpose of the job
To provide assistance and support to the compliance team specifically, to assist with monitoring and developing the controls in place within Bedell Cristin.
Main responsibilities
– Review sample of new client take on documentation
– Undertake periodic reviews of PEPs and Higher Risk clients
– Maintain compliance registers
– Undertake AML searches, carry out appropriate checks and prepare internal and external documentation
– Undertake gap analysis between legislation and our policies and procedures
– Participate and contribute to compliance team meetings and implement decisions taken or carry out any function/activity required
– Deal with Liaison notices as and when requested
– Carry out any projects required by the compliance team from time to time
Qualifications
– Educated to A level standard or equivalent
– Completed or willing to study for an ICA qualification.
Knowledge/skills/experience
– Prior experience working in Compliance and/or an office setting prefereable but not essential.
– Knowledge and understanding of various trust and company structures and AML/ CDD requirements.
– Competent IT user with a sound knowledge of MS Office
Competencies
We would like you to have:
– Enthusiasm, flexibility and energy
– A solution driven attitude to problems.
– Good interpersonal skills and the ability to work methodically and accurately
– Team spirit
The post holder will be expected to:
– Adhere to all policies, procedures and regulations including those around anti-money laundering and terrorist financing.
– Commit to fulfilling your personal CPD requirements and to continually develop your skills and knowledge.
– Act in keeping with our core behaviours. |